Broker Check

Institutional Services

Multi-tasking isn’t easy, especially for organizations involved in the complex areas of finance and investments. Balancing efficiency and due diligence processes while limiting unnecessary liability can seem like a daunting, if not impossible, task.

Fear not. We take the “stress and guess” out of the equation by developing a comprehensive and flexible plan with the best course of action for your organization.

This includes:

  • Assisting and educating plan sponsors on fiduciary responsibilities and compliance procedures
  • Developing and implementing an investment policy statement
  • Conducting a robust provider search and fee benchmarking analysis
  • Putting a fund lineup in place to select the appropriate investment vehicles to address goals
  • Performing quarterly due diligence reviews
  • Conducting an annual in-depth plan review
  • Holding educational events each month for participants

For more information about our firm and the services we offer, send us a quick email or call the office. We would welcome the opportunity to speak with you.